Legal and regulatory documentation

The following sections provide links to pdf versions of legal and regulatory documents pertaining to the CARAX group of companies. The appropriate document can be viewed by selecting and clicking on the document name. Although these documents are updated regularly CARAX is unable to, and does not guarantee the accuracy, validity, timeliness or completeness of any information or data contained in these documents. CARAX advises interested parties to check back regularly to ensure they have access to the most recent versions available.

Legal Information GENERAL

CARAX Execution Policy (FR - pdf)
CARAX Execution Policy (UK - pdf)

CARAX RTS28 (FR - pdf)
CARAX RTS28 (UK - pdf)

CARAX Traitement Réclamations (FR - pdf)

Legal Information FRANCE

2015 Compensation Policy Report (FR - pdf)
2015 Compensation Policy Report (UK - pdf)

Information linked to Article L511-45 of The Code Monétaire et Financier (FR - pdf)
Information linked to Article L511-45 of The Code Monétaire et Financier (UK - pdf)

Legal entity identifier (LEI)

969500UEL1HB4Z05Z413